Securities regulation in the United States

Results: 4123



#Item
931Financial system / United States securities law / Corruption / 73rd United States Congress / United States Securities and Exchange Commission / Insider trading / Valeant Pharmaceuticals / Securities Exchange Act / Securities regulation in the United States / Stock market / Economics / Financial economics

Valeant Pharmaceuticals International, Inc. POLICY NO. H.R. Sec[removed]

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Source URL: www.valeant.com

Language: English - Date: 2014-09-03 09:08:21
932New Deal / Securities Act / United States Securities and Exchange Commission / Security / Financial regulation / U.S. Securities and Exchange Commission / Government / Securities and Exchange Commission / Cease and desist / United States securities law / Stock market / 73rd United States Congress

ADMINISTRATIVE PROCEEDING BEFORE THE SECURITIES COMMISSIONER OF SOUTH CAROLINA IN THE MATTER OF:

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Source URL: www.scag.gov

Language: English - Date: 2014-10-31 10:51:00
933Financial system / Finance / Corruption / 73rd United States Congress / United States Securities and Exchange Commission / Insider trading / Securities Exchange Act / U.S. Securities and Exchange Commission / Securities regulation in the United States / Stock market / United States securities law / Financial economics

Valeant Pharmaceuticals International, Inc. POLICY NO. H.R. Sec[removed]

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Source URL: www.valeant.com

Language: English - Date: 2014-09-03 09:09:04
934Financial regulation / New Deal / Securities Act / SEC Rule 10b-5 / Securities regulation in the United States / Securities Exchange Act / U.S. Securities and Exchange Commission / United States / Financial system / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]November 12, 2014

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Source URL: www.sec.gov.

Language: English - Date: 2014-11-12 16:18:05
935United States Securities and Exchange Commission / Business / Economy of the United States / 73rd United States Congress / Securities Exchange Act / Short selling / U.S. Securities and Exchange Commission / Securities regulation in the United States / Short / Financial economics / Finance / United States securities law

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-11-24 10:54:11
936Securities Exchange Act / NYSE Arca / Securities regulation in the United States / Exchange-traded product / U.S. Securities and Exchange Commission / Financial regulation / Government / United States / United States Securities and Exchange Commission / United States securities law / 73rd United States Congress

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-04-17 17:00:26
937Securities Exchange Act / Direct Edge / Federal Rules of Civil Procedure / U.S. Securities and Exchange Commission / Securities regulation in the United States / Finance / Financial regulation / Economy of the United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

L:hange rule filingsS Techno Integrationit of LiabilityBATS[removed]xfdl

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-10-22 11:02:44
938SEC filings / Stock market / Securities Exchange Act / Financial regulation / U.S. Securities and Exchange Commission / Securities regulation in the United States / Security / Financial economics / Investment / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-06-04 11:44:09
939United States Securities and Exchange Commission / Securities Exchange Act / Security / Exchange-traded product / U.S. Securities and Exchange Commission / Securities regulation in the United States / Financial economics / Financial regulation / Investment / United States securities law / Stock market / 73rd United States Congress

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-06-04 15:12:54
940Securities Exchange Act / Financial regulation / Securities regulation in the United States / SEC filings / U.S. Securities and Exchange Commission / Federal Rules of Civil Procedure / Government / United States / United States securities law / 73rd United States Congress / United States Securities and Exchange Commission

OMB APPROVAL OMB Number: [removed]Estimated average burden hours per response[removed]

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Source URL: cdn.batstrading.com

Language: English - Date: 2014-09-15 15:44:09
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